It is Concord’s policy to comply with all applicable federal and state laws that impact our business as well as the services we provide, regardless of where they are located geographically. To ensure compliance with these varying regulations, Concord has designed and implemented a Compliance Management System (CMS). The CMS is a thorough, yet adaptable, compliance program adjusted to our business strategy and operational requirements.
Concord’s CMS utilizes a top-down leadership and management approach while integrating specific controls into daily functions and activities. The CMS assists with:
Concord utilizes a variety of controls to mitigate compliance risk and minimize potential liability to both clients and consumers.